Last Updated: Jul 21, 2026
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| Section | Weight | Objectives |
|---|---|---|
| Ethics and Professional Standards | 3% | - Code of Ethics and Standards of Professional Conduct |
| Classical Techniques | 33% | - Chart Pattern Analysis - Technical Indicators - Trend Analysis - Chart Types and Construction - Cycles and Seasonality |
| Advanced Techniques | 26% | - Statistical and Quantitative Analysis - Systematic Trading Methods - Volatility Analysis - Risk Management Basics - Cross-Asset Analysis |
| Theory and History | 38% | - Evolution of Technical Analysis - Behavioral Finance and Market Principles - Key Concepts and Terminology |
1. On a head and shoulders top, the "head" is typically made on:
A) Light volume
B) Breakout volume
C) Active volume
D) Normal volume
2. The key variable in the CAPM (Capital Asset Pricing Model) equation is:
A) Rho
B) Delta
C) Alpha
D) Beta
3. The CORRECT interpretation of the candlestick umbrella pattern is they:
A) Can be either bullish or bearish reversal patterns
B) Are called hammers after an uptrend
C) Can be either bullish or bearish continuation patterns
D) Are bullish after a rally
4. A method to improve a trading system utilizing band penetrations as trading signals, which is giving too many unprofitable trade signals, is to utilize:
A) Stop loss orders
B) A shorter time horizon
C) A wider range of price movement
D) A narrower range of price movement
5. Over a period of 4 weeks, a swing trader notices that for a particular security the ADX reading has declined from a high of 45 to a current low of 15. What tool may best help the trader isolate a trading opportunity over the next few days?
A) A linear regression line
B) A simple moving average
C) An exponential moving average
D) An oscillator
Solutions:
| Question # 1 Answer: A | Question # 2 Answer: D | Question # 3 Answer: A | Question # 4 Answer: C | Question # 5 Answer: D |
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