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IIA IIA-CFSA-BANK Exam Overview:

Certification Vendor:The Institute of Internal Auditors (IIA)
Exam Name:Certified Financial Services Auditor (CFSA) - Banking Discipline
Exam Number:IIA-CFSA-BANK
Passing Score:600/750
Certificate Validity Period:Annual continuing professional education (CPE) renewal required
Exam Format:Computer-based, Multiple Choice Questions
Exam Duration:175 minutes
Exam Price:Varies by IIA membership status and region
Real Exam Qty:115
Available Languages:English
Related Certifications:Certified Financial Services Auditor (CFSA)
Certified Internal Auditor (CIA)
Certification in Risk Management Assurance (CRMA)
Recommended Training:IIA Financial Services Audit Certificate
Exam Registration:IIA Certification Candidate Management System (CCMS)
Pearson VUE Scheduling
Exam Way:Pearson VUE authorized test centers
Pre Condition:Professional experience in internal auditing, banking, or financial services is recommended. Eligibility requirements were established by IIA certification policies.
Official Syllabus URL:https://www.theiia.org/en/content/certifications/certification-candidate-handbook/

IIA IIA-CFSA-BANK Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Regulatory Environment15%- Banking regulations and compliance
  • 1. Regulatory agencies and oversight
    • 2. Consumer protection regulations
      • 3. Anti-money laundering requirements
        • 4. Capital adequacy and risk management requirements
          Topic 2: Financial Services Auditing25%- Risk assessment and audit planning
          • 1. Audit engagement planning
            • 2. Financial services risk identification
              • 3. Internal control evaluation
                Topic 3: Auditing Financial Services Products25%- Banking products and services
                • 1. Commercial lending
                  • 2. Retail banking
                    • 3. Treasury and cash management
                      • 4. Investment and trust services
                        Topic 4: Banking Discipline20%- Banking-specific knowledge
                        • 1. Interest rate risk
                          • 2. Capital management
                            • 3. Liquidity risk
                              • 4. Credit risk management
                                • 5. Asset and liability management
                                  • 6. Bank governance and regulatory expectations
                                    Topic 5: Auditing Financial Services Processes15%- Operational auditing
                                    • 1. Loan processing
                                      • 2. Fraud prevention and detection
                                        • 3. Information systems and technology controls
                                          • 4. Deposit operations

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