Prepare with FINRA Series-7 exam practice material, pass for sure
Updated: Sep 11, 2026
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Introduction to FINRA Series 7 Certification Exam
The Series 7 exam, the General Qualification Representatives Exam (GS) exam, assesses the competence of a registered representative at entry-level to exercise its function as the general representative of qualifications.
The exam measures the extent to which each candidate has the knowledge necessary to perform the essential functions of a general securities representative, including sales of corporate securities, municipal securities, investment company securities, variable annuities, direct participation programs, options, and government bonds.
Applicants must successfully complete the Securities Industry Essentials (SIE) and Series 7 exams to obtain registration from the Financial Representative General.
FINRA Series-7 Exam Overview:
| Certification Vendor: | FINRA |
|---|---|
| Exam Name: | General Securities Representative Qualification Examination |
| Exam Number: | Series 7 (GS) |
| Related Certifications: | Securities Industry Essentials (SIE) |
| Exam Duration: | 225 minutes |
| Exam Price: | $300 USD |
| Exam Format: | Computer-Based Exam, Multiple Choice |
| Available Languages: | English |
| Passing Score: | 72% |
| Real Exam Qty: | 125 scored questions (plus unscored pretest items) |
| Certificate Validity Period: | Indefinite (registration maintained through FINRA membership and continuing education requirements) |
| Recommended Training: | Kaplan Securities Licensing Training STC USA Securities Training |
| Exam Registration: | FINRA Series 7 Exam Registration |
| Sample Questions: | FINRA Series-7 Sample Questions |
| Exam Way: | Computer-based testing at authorized testing centers (e.g., Prometric) |
| Pre Condition: | No formal prerequisite, but passing the Securities Industry Essentials (SIE) exam is strongly recommended or required prior to Series 7 registration. |
| Official Syllabus URL: | https://www.finra.org/registration-exams-ce/qualification-exams/series-7 |
How much FINRA Series 7 Certification Exam cost
The Series 7 exam is officially known as the general exam of securities representatives. It is a highly regulated exam that must be taken in an official test center. The cost to take the test is at least $ 265, with some areas in charge a little more.
Reference: https://www.finra.org/registration-exams-ce/qualification-exams/series7
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FINRA Series-7 Exam Syllabus Topics:
| Section | Objectives |
|---|---|
| Topic 1: Makes Recommendations and Transfers Assets | - Account transfers and asset movement procedures - Suitability and recommendation rules |
| Topic 2: Seeks Business for the Broker-Dealer | - Understanding regulatory constraints on communications - Prospecting clients and marketing products |
| Topic 3: Evaluates Customers' Financial Profile | - Financial status and suitability assessment - Customer investment objectives and risk tolerance |
| Topic 4: Provides Information About Investments | - Equities, fixed income, and packaged products - Taxation and risk characteristics |
| Topic 5: Processes Customer Orders | - Trade reporting and confirmation procedures - Order entry, execution, and settlement basics |
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